We are seeking a diligent Compliance Specialist to ensure that our clients organization adheres to all regulatory standards and internal policies. The ideal candidate will be responsible for monitoring our operations, conducting audits, and providing training to ensure compliance across the board.
Key Responsibilities:
• Consult with the legal department and provide guidance on compliance matters to leadership and management.
• Develop, implement, and maintain effective compliance policies and procedures.
• Conduct regular internal reviews and audits to ensure that compliance procedures are followed.
• Provide employee training on compliance-related topics, policies, and procedures.
• Serve as the point of contact for all compliance-related inquiries and issues.
• Prepare and file detailed reports on compliance activities and findings.
• Stay up-to-date with, and understand, relevant laws and regulations.
• Monitor compliance systems to ensure their effectiveness.
• Report back to business functions on current risk and compliance performance.
• Highlight or escalate areas of concern.
• Contribute to robust and effective compliance controls within the organization.
